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Evaluating the Impact of Probation and Parole Home Visits, United States, 2016 and 2018 (ICPSR 37172)

Released/updated on: 2020-09-29
Geographic coverage: United States, Ohio, Minnesota

In 2014, the researchers began work on a grant from the National Institute of Justice to evaluate the effectiveness of home and field contacts in community supervision. The study was designed to describe the varying practices of home and other field contacts in community supervision, to document their use nationwide, and to evaluate their effectiveness in maintaining public safety and promoting compliance with supervision requirements. The research is designed to address the gap in the understanding of home and field contacts as part of community supervision.

While home and field contacts with clients are common practice within many probation and parole agencies, little is known about how they are conducted, the goals of their use, and whether they impact client outcomes. Researchers conducted a mixed methods study of home and field contact practices within multiple agencies. A nationwide survey of community supervision agencies at the federal, state, and local levels was conducted to understand common policies and practices for home and field contacts. To analyze the effectiveness of home and field contacts, quasi-experimental designs were employed using administrative data. To understand the activities that make up home and field contacts and the goals behind them within each agency, officers were asked to complete a qualitative home and field contact checklist and participate in focus groups.

Curated

Evaluation of Intensive Probation in Milwaukee, 1980-1981 (ICPSR 8276)

Released/updated on: 2006-01-18
Geographic coverage: Milwaukee, United States, Wisconsin
The purpose of this study was to evaluate the results and impact of a two-year experiment in innovative probation practices in Milwaukee, Wisconsin. After being classified according to the Wisconsin risk and needs assessment scale, individuals who had been sentenced to probation between January 2, 1980 and June 30, 1981 and had reported to the probation department for intake were randomly assigned to one of eight experimental and control groups. The experiment was limited to adult residents of Milwaukee County who were not already on probation, were not judged to be severe psychotic or severe sex-deviant cases, and were not assigned to jail work-release sentences of more than ten days followed by probation (Huber cases). There are three files in this data collection: the Reassessment file, the Admissions/Terminations file, and the Chronological file. Each case in the Reassessment and Admissions/Terminations files represents data on an individual probationer. There are 84 variables for 1343 cases in the Reassessment file and 218 variables for 1922 cases in the Admissions/Terminations file, both files have logical record lengths of 100 characters. Of the 1922 cases for which admissions data were collected (about 133 variables), 397 cases also have termination data available (an additional 85 variables). Cases in the Chronological file are records of probation agent contacts with probationers over the course of the study. There are 17 variables for 47,169 cases (contacts) in this file which includes information on 1781 probationers. As many as 270 contacts with a single probationer are recorded. This file has a logical record length of 80.
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Evaluation of the Hawaii Opportunity Probation with Enforcement (HOPE) Community Supervision Strategy, 2007-2009 (ICPSR 27921)

Released/updated on: 2011-07-06
Geographic coverage: United States, Honolulu, Hawaii
Time period: 2007-01-01--2009-01-01
The purpose of the study was to evaluate the Hawaii Opportunity Probation with Enforcement (HOPE) community supervision strategy for substance-abusing probationers. The study involved the administration of key stakeholder surveys as part of a process evaluation of the HOPE program and the comparison of HOPE probationers with control-group probationers on two primary outcome measures: no-shows for probation appointments and positive urine tests for illicit-substance use. For Part 1 and Part 2, data were collected from administrative data sources. Missed Appointments Data (Part 1) were collected from 2007 to 2009 on a total of 1,174 probationers including 1,078 HOPE probationers, 78 comparison probationers, and 18 probationers for which study group information was not available. Specifically, for Part 1, the research team compiled data on the proportion of missed appointments in the three-month period before the study start date (baseline), in the three-month period following baseline, and in the six-month period following baseline. Drug Test Results Data (Part 2) were collected from 2007 to 2009 on the same 1,174 probationers. Specifically, for Part 2, the research team compiled data on the proportion of positive urine tests in the three-month period before the study start date (baseline), in the three-month period following baseline, and in the six-month period following baseline. Stakeholder survey data were collected from September 2008 through March 2009 on 50 Integrated Community Sanctions or "Specialized Unit" probationers (Part 3), 28 probationers in treatment (Part 4), 16 probationers in jail (Part 5), 20 probation officers in the Integrated Community Sanctions Unit (Part 6), 11 public defenders (Part 7), 12 prosecutors (Part 8), 7 judges (Part 9), and 11 court staff (Part 10). Part 1 contains a total of eight variables including group (high intensity or control), demographics, and mean missed appointments scores for three periods. Part 2 contains a total of eight variables including group (high intensity or control), demographics, and mean positive urine tests for illicit-substance use scores for three periods. The Integrated Community Sanctions Probationers Survey Data (Part 3), the Probationers in Treatment Survey Data (Part 4), and the Probationers in Jail Survey Data (Part 5) each include variables about the respondent's general perceptions and opinions of the HOPE program. Part 3 contains 24 variables, Part 4 contains 30 variables, and Part 5 contains 30 variables. The Probation Officers Survey Data (Part 6), Public Defenders Survey Data (Part 7), Prosecutors Survey Data (Part 8), Judges Survey Data (Part 9), and Court Staff Survey Data (Part 10) include variables about workload issues and the respondent's general perceptions and opinions of the HOPE program. Part 6 contains 65 variables, Part 7 contains 45 variables, Part 8 contains 55 variables, Part 9 contains 36 variables, and Part 10 contains 36 variables.
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Evaluation of the Implementation and Impact of the Massachusetts Intensive Probation Supervision Project, 1984-1985 (ICPSR 9970)

Released/updated on: 2006-01-18
Geographic coverage: United States, Massachusetts
Time period: 1984-01-01--1985-01-01
The purpose of this study was to evaluate the effectiveness of an Intensive Probation Supervision (IPS) program on high-risk offenders. The IPS program was characterized by four changes in usual procedures: (1) increased supervision, (2) risk/needs assessment for substance abuse, employment, and marital/family relationships, (3) stricter enforcement of probation, and (4) a four-stage revocation procedure for technical violations. The investigators also studied whether the additional caseload of the probation officers who implemented the IPS program reduced the number of supervision contacts with non-IPS probationers under normal minimum, moderate, and maximum supervision regimens. Offenders put on IPS probation in 1985 from 13 experimental courts were compared to high-risk offenders put on regular probation in the experimental courts in 1984, and to high-risk offenders on regular probation from 13 control courts for both 1984 and 1985. Data were derived from risk assessment forms, needs/strengths assessment forms, probation supervision records, and criminal history data obtained from the state's probation central field. For each offender, a full range of data were collected on (1) offender risk characteristics at initial, four-month, ten-month, and termination assessments, (2) offender needs characteristics at the same intervals, (3) probation officer/offender contact chronologies for the entire one-year follow-up period, and (4) offender prior criminal history and recidivism during a one-year follow-up period.
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Florida's Criminal Justice Workforce Research Information System, 1985-1996 (ICPSR 2542)

Released/updated on: 2006-03-30
Geographic coverage: United States, Florida
Time period: 1985-01-01--1996-01-01
This project sought to prove that research files could be created through the extraction of personnel management systems data. There were five goals associated with designing and creating the Florida Criminal Justice Workforce Research Information System: (1) to extract data from two transaction management information systems, which could then be used by researchers to describe and analyze the workforce that administers justice in Florida, (2) to pilot test the concept of developing a new research information source from existing data systems, (3) to forge partnerships with diverse criminal justice agencies having a mutual need to understand their respective workforces, (4) to design research files to enable internal and external researchers to utilize the data for analytical purposes, and (5) to describe the methodology used to create the workforce information system in sufficient detail to enable other states to replicate the process and develop their own criminal justice workforce research databases. The project was jointly conceived, designed, and completed by two state-level criminal justice agencies with diverse missions and responsibilities: the Florida Department of Law Enforcement (FDLE) and the Florida Department of Corrections (FDC). Data were extracted from two personnel management systems: the Automated Transaction Management System (ATMS) operated by the Florida Department of Law Enforcement, which contains data on all certified law enforcement, correctional, and correctional probation officers in Florida (Part 1), and the Cooperative Personnel Employment System (COPES) operated by the Department of Management Services, which contains data on all state employees (Part 2). Parts 3-5 consist of data extracted from Parts 1 and 2 regarding certification status (Part 3), education (Part 4), and training (Part 5). Two demographic variables, race and sex, are found in all parts. Parts 1 and 2 also contain variables on employment event type, employer type, position type, salary plan, job class, appointment status, and supervisor indicator. Part 3 variables are certification event type and certificate type. Part 4 variables include degree earned and area of degree. Part 5 includes a variable for passing or failing training certification.
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A Follow-Up Evaluation of Hawaii's Opportunity Probation with Enforcement (HOPE), 2007-2014 (ICPSR 36239)

Released/updated on: 2023-05-30
Geographic coverage: United States, Hawaii, Oahu
Time period: 2007-01-01--2014-01-01
This study was a long term follow up of Hawaii's Opportunity Probation with Enforcement (HOPE) program. The goal of the evaluation was to assess long term criminal justice outcomes and probation officer and probationer perspectives of the program.
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Hair Assays for Drugs of Abuse in a Probation Population: Pilot Study in a Florida Correctional Field Setting, 1993 (ICPSR 6527)

Released/updated on: 2006-03-30
Geographic coverage: United States, Florida
Time period: 1993-04-01--1993-09-01
The major objectives of this research project were: (1) to evaluate the effectiveness of the combination of hair and urine assays in determining drug use among probationers, (2) to examine the concordance patterns of hair and urine specimens, (3) to explore the perceptions and attitudes of probation officers regarding the use of hair assays for drug testing, and (4) to assess the feasibility of implementing hair analysis in a probationary field setting. The 22 correctional officers who participated in this study were recruited from the Florida Department of Corrections Probation Field Services Divisions, and worked within Pinellas and Pasco counties. Each officer was requested to solicit from his or her caseload eight to ten probationers who would be eligible for the project because they would be undergoing at least monthly urinalysis or urine testing. Approximately 150 probationers participated in the project and were subject to hair assays for illicit drug use, along with standard urine testing. Specimens were collected and analyzed on 90 probationers over a six-month period and on 101 probationers for five consecutive months, as well as fewer numbers of samples for the other probationers. The drugs for which the hair and urine specimens were analyzed included cocaine, opiates, cannabinoids such as marijuana, PCP, and methadone. Survey questions asked of the probation officers (Part 1) covered personal information (gender, ethnicity, education level, years of experience in corrections, and satisfaction with job) and attitudes and opinions about their jobs and drug testing (estimated percentage of caseload using drugs, whether all clients should be tested, and whether knowing drug quantities is helpful). Data in Part 2 cover probationers' drug test results and self-reported drug use, personal information (gender, age, weight, ethnicity, and criminal charge), a variety of hair questions (color, texture, style, length, how often shampooed, and if dyed, tinted, bleached, relaxed, or jeried), and use of medications, along with the medication name and amount.
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Impact of Institutional Placement on the Recidivism of Delinquent Youth in New York City, 2000-2003 (ICPSR 20347)

Released/updated on: 2009-08-10
Geographic coverage: New York City, United States, New York (state)
Time period: 2000-04-01--2003-06-30
The primary research goal of this study was to explore the effects of juvenile incarceration on future recidivism using social and legal history data about adjudicated juvenile delinquents in New York City. The secondary research goal of this study was to explore family court decision-making and the nature of family court processing. Study subjects were chosen by examining Family Court calendars in all five New York City boroughs for each day in April, May, and June of 2000, which identified every youth who received a disposition during this period. Research staff located case files for each subject in probation department file rooms in the five family courts, using personal and numeric identifiers taken from court calendars. Using a standardized data collection instrument that was developed by the research team, coded information was derived for 698 total cases by examining documents in each subject's probation case file. Coded data from probation case files offered a baseline portrait of this sample of delinquent youth. In order to measure recidivism, the principal investigator linked baseline records, using personal and numeric identifiers, to arrest and incarceration information provided by other city and state agencies. In this dataset, each record is essentially a snapshot of a particular youth at the time of his or her disposition. Variables about the sampled youth include: demographic profile, case processing, legal history, characteristics of present and past family environments, school performance indicators, community and peer relationships, history of alcohol and drug use, mental health history, and history of victimization.
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Implementation of Quantitative Decision Aids in the Oklahoma Probation and Parole System, 1989-1990 (ICPSR 9963)

Released/updated on: 1993-12-18
Geographic coverage: United States, Oklahoma
Time period: 1989-01-01--1990-01-01
These data were collected to examine the use of quantitative decision aids in making probation and parole decisions in Oklahoma. The quantitative aids implemented in Oklahoma were modifications of the Wisconsin risks/needs assessment instruments. To determine the uses of and attitudes towards such instruments, Oklahoma probation and parole officers were queried regarding the appropriateness of the instruments in making probation and parole decisions, the specific circumstances in which the instruments were useful, the reasons why the instruments were used, and the extent to which the instruments were manipulated. In addition, data were collected from the officers on job satisfaction and age, length of employment, sex, education, and race.
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Long-Term Impact and Cost-Effectiveness of Risk-Needs Assessment and Risk-Need-Responsivity (RNR) Reforms in Juvenile Probation: The Long-Term RNR-Impact Study, Louisiana and Pennsylvania, 2008-2017 (ICPSR 37974)

Released/updated on: 2023-07-13
Geographic coverage: United States, Louisiana, Pennsylvania
Time period: 2008-01-01--2017-01-01

The Long-Term Risk-Need-Responsivity (RNR) Impact Study was a pre-post, quasi-experimental study of the impact of the implementation of risk-needs assessment (RNA) and risk-need-responsivity-related (RNR) case management in 5 juvenile probation offices in 2 states. This study used 3 time points (pre-implementation, 1st year post-implementation, and 7th-year post-implementation) to examine the 7-year sustainability of impacts on system-responses (rates of informal processing, different dispositions, and out-of-home placements), youth outcomes (school and employment), and recidivism; as well as cost-effectiveness.

This study also examined whether there was a significant difference in the impacts of implementation after 7 years between probation offices that were effective versus ineffective in their first year of implementation.

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Multi-Site Evaluation of Reduced Probation Caseload Size in an Evidence-Based Practice Setting in Oklahoma City, Oklahoma, Polk County, Iowa, and Colorado, 1997-2010 (ICPSR 31961)

Released/updated on: 2014-02-14
Geographic coverage: Oklahoma City, Iowa, United States, Oklahoma, Colorado
Time period: 2001-01-01--2010-01-01, 2001-01-01--2007-01-01, 1997-01-01--2007-01-01, 2007-01-01--2010-01-01
Criminal justice researchers have studied caseload size to determine whether smaller caseloads improve probation outcomes. The purpose of this study was to investigate whether reduced caseloads improved supervision outcomes for medium to high risk offenders in a probation agency that trains its officers to apply a balance of controlling and correctional/rehabilitative measures. Three different probation agencies were selected to take part in this study. The first was Oklahoma City (Datasets 1 and 2), where a randomized controlled trial (RCT) experiment was implemented. The second site was Polk County, Iowa (Dataset 3), where a regression discontinuity design study (RDD) was implemented. Lastly, four judicial districts in Colorado (Dataset 4) were selected where a RDD study again was implemented. In Oklahoma City the RCT degenerated and the study team turned to a difference in differences (DD) estimator. The research team also collected Evidence-Based Practices Probation Officer Data (Dataset 5) from a set of survey questionnaires administered to the participating officers from the three research sites and the scoring of taped officers' supervision sessions with probationers on their caseloads by trained raters.
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National Evaluation of the Arrest Policies Program Under the Violence Against Women Act (VAWA), 1996-2000 (ICPSR 3795)

Released/updated on: 2006-03-30
Geographic coverage: United States
Time period: 1996-01-01--2000-01-01
This study was undertaken to evaluate the impact of the Arrest Policies Program, funded by the Violence Against Women Office (VAWO), on criminal justice system changes and offender accountability, and victim safety and well-being. Through convenience sampling, six project sites were chosen to participate in the study. Part 1, Case Tracking Data, contains quantitative data collected from criminal justice agencies on arrests, prosecution filings, criminal case disposition, convictions, and sentences imposed for intimate partner violence cases involving a male offender and female offender. Data for Part 2, Victim Interview Data, were collected from in-depth personal interviews with domestic violence victims/survivors (1) to learn more about victim experiences with and perceptions of the criminal justice response, and (2) to obtain victim perceptions about how the arrest and/or prosecution of their batterers affected their safety and well-being. The survey instrument covered a wide range of topics including severity and history of domestic violence, social support networks, perceptions of police response, satisfaction with the criminal justice process and the sentence, experiences in court, and satisfaction with prosecutors, victim services provider advocates, and probation officers.
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Probation and Parole Officers' Outlook on the Proposed GPS Toolkit: Focus Groups on the Potential of Proposed Tools for TRACKS in Oklahoma, 2011 (ICPSR 35354)

Released/updated on: 2017-06-30
Geographic coverage: Oklahoma
Time period: 2011-02-01--2011-06-01

These data are part of NACJD's Fast Track Release and are distributed as they were received from the data depositor. The files have been zipped by NACJD for release, but not checked or processed except for the removal of direct identifiers. Users should refer to the accompanying readme file for a brief description of the files available with this collection and consult the investigator(s) if further information is needed.

The purpose of the Probation/Parole Officer's (PPO) portion of the study was designed to capture work experiences, caseload, and several important issues related to information systems assimilation (i.e., work environment, caseload, technical support, system reliability and consistency, perceived usefulness of information and system, perceived ease of use, attitude toward the current GPS system and the program, intention to use, actual use, access to system, flexibility of the system to adapt to user needs, integration of information into other agency processes, quality of output, comprehensiveness of information provided, format of the system display and output provided, timeliness of obtaining the information, speed of system operation, overall satisfaction with monitoring system, training provided, value added to the officers efforts by the monitoring system, and ease of learning to use the system).

The single data file (PPO_survey_data_9182014.sav) contains 102 variables and 55 cases.

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Probationer Compliance With Conditions of Supervision, Virginia, 1994-1997 (ICPSR 34705)

Released/updated on: 2023-06-29
Geographic coverage: United States, Virginia
Time period: 1994-01-01--1997-01-01
The impact of probation on the criminal activities of offenders and the relationship between these activities and technical violations were studied using both self-report and official data regarding 126 offenders on probation in Northern Virginia. Results revealed that probation reduced the self-reported criminal activities of the offenders. Younger males self-reported more criminal activities than did other groups. Offenders were more likely to be involved in criminal activity during the months when they were in school, using illegal drugs, or drinking alcohol heavily. Probation was more effective in reducing the criminal activities of older offenders than of younger offenders. Individuals with mental health counseling as a condition of probation self-reported fewer criminal activities than others. Self-reported criminal activities were also less likely to occur in months when probationers had personal contact with their probation officer or were assigned to the day reporting center.
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Probation officers' Compliance with the Youth Level of Service/Case Management Inventory (YLS/CMI): A Multi-level Study of Post-implementation Practice across Pennsylvania counties, 2015-2018 (ICPSR 37201)

Released/updated on: 2020-02-27
Geographic coverage: United States, Pennsylvania
Time period: 2015-01-01--2018-01-01

This research uses in-depth cases studies in five counties, combining interviews and observations, interviews with state reform leaders, and a statewide survey, to examine juvenile probation officers' use of the Youth Level of Service/Case Management Inventory (YLS/CMI) in local practice. In particular, the study assessed the form YLS/CMI policies take in local Pennsylvania counties and their consistency with the Risk-Need-Responsivity (RNR) model, the extent to which officers' routine practices align with policies and RNR principles, and how state and county factors have shaped local policies and practices. In doing so, it sought to highlight promising strategies for effective RNA implementation. Study findings describe an example of an apparently well-planned statewide effort to implement and support the YLS/CMI in local counties, involving a sustained attention to attention to training, quality assurance, and problem-solving. Local county policies, while showing some variation, focused on strategies for conducting the YLS/CMI assessment and applying its results to a variety of decisions and activities--supporting, in particular, risk and need principles. Study results further suggest a substantial statewide level of practitioner adherence to a general policy model, though this pattern was stronger for some activities than others, and varied substantially by local county. Variation in implementation across counties seemed to relate, in particular, to the extent of local quality assurance processes, leadership enthusiasm for the YLS/CMI, staff enthusiasm for evidence-based practices (with implications for training and recruitment), and organizational climate.

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Santa Cruz Research Partnership, California, 2012-2014 (ICPSR 35485)

Released/updated on: 2018-02-22
Geographic coverage: United States, California, Santa Cruz
Time period: 2012-01-01--2014-01-01

These data are part of NACJD's Fast Track Release and are distributed as they were received from the data depositor. The files have been zipped by NACJD for release, but not checked or processed except for the removal of direct identifiers. Users should refer to the accompanying readme file for a brief description of the files available with this collection and consult the investigator(s) if further information is needed.

This project, The Santa Cruz Research Partnership, was developed to document how one central coast California county probation department adopted evidence based practices (EBP) and whether the adoption of these practices reduced gender and racial/ethnic disparities. To examine how these EBP related changes have affected their department, the National Council on Crime and Delinquency (NCCD) completed three studies for this National Institute of Justice (NIJ) grant. Specifically, NCCD: 1) completed interviews with the entire probation department staff to examine how the adoption of EBP affects the daily practices of the probation department, 2) analyzed case management system data to understand how the adoption of a probation violation graduated response grid affected outcomes for probationers, and 3) analyzed case management system data to examine why Latino probationers are more likely to have bench warrants issued against them even though they have statistically significantly lower risk levels.

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Systems and Training Requirements for Criminal Justice Participants (PROJECT STAR), 1971-1974: California, Michigan, New Jersey, Texas (ICPSR 8392)

Released/updated on: 2006-01-18
Geographic coverage: United States, Texas, California, New Jersey, Michigan
Time period: 1971-01-01--1974-01-01
Project STAR was designed to collect information about the various roles of operational criminal justice personnel in order to assist in the design of educational and training programs for these personnel. Data were collected from a two-part questionnaire administered to criminal justice personnel in four states: California, Michigan, New Jersey, and Texas. The first part of the questionnaire contained personal, attitudinal, and opinion items as well as questions concerning the goals of the criminal justice system. The second part presented 97 situations that the respondent was asked to rank using a five-part scale. The situations dealt with the roles of police officers, prosecuting attorneys, defense attorneys, judges, probation officers, correctional officers, and parole officers. Demographic information about the respondents includes age, sex, race, educational attainment, occupation and employing agency, and income.
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Therapeutic Jurisprudence and Probationer Decision Making: A Social Cognitive Model, Nebraska, 2015-2019 (ICPSR 37944)

Released/updated on: 2023-02-28
Geographic coverage: United States, Nebraska
Time period: 2015-01-01--2019-01-01
This project analyzed the influence of a therapeutic jurisprudence model on the probation process in the state of Nebraska. Therapeutic jurisprudence is defined as an approach to law and legal processes that states the way agents of the law (judges, attorneys, and officers) play their roles imposes inevitable consequences on the psychological well-being of those affected. To measure this phenomenon, 509 probationers and 75 probation officers were surveyed in Nebraska. Variables collected by the researchers included probationers perceptions of justice, anticipated emotion, relationships with officers, and motivation.