Can Jury Instructions Have an Impact on Trial Outcomes, California, 2018 (ICPSR 37956)

Version Date: Apr 13, 2023 View help for published

Principal Investigator(s): View help for Principal Investigator(s)
Mona Pauline Lynch, University of California, Irvine

https://doi.org/10.3886/ICPSR37956.v1

Version V1

Slide tabs to view more

This funded project tested whether "implicit bias" jury instructions can mitigate discrimination by juries. Implicit bias instructions are being used in a small but growing number of jurisdictions, but have not yet been adequately tested for efficacy. The study employed a 2 x 2 x 2 factorial design, in which the race of defendant (Black or White), race of informant witness (Black or White), and jury instructions (implicit bias or standard bias instruction) was varied, creating eight experimental conditions. The data in this archive represent 623 participants who were assigned to one of 120 jury groups who viewed a federal drug conspiracy trial, deliberated to a verdict, then completed a series of individual measures.

Lynch, Mona Pauline. Can Jury Instructions Have an Impact on Trial Outcomes, California, 2018. Inter-university Consortium for Political and Social Research [distributor], 2023-04-13. https://doi.org/10.3886/ICPSR37956.v1

Export Citation:

  • RIS (generic format for RefWorks, EndNote, etc.)
  • EndNote
United States Department of Justice. Office of Justice Programs. National Institute of Justice (2017-IJ-CX-0044)

Access to these data is restricted. Users interested in obtaining these data must complete a Restricted Data Use Agreement, specify the reasons for the request, and obtain IRB approval or notice of exemption for their research.

Inter-university Consortium for Political and Social Research
Hide

2018-01-01 -- 2018-12-31
2018-01-01 -- 2018-12-31
Hide

The purpose of the study was to gain an understanding of how cases are decided upon by juries and to examine the impact of group deliberation on outcomes and whether those outcomes vary as a function of defendant and key witness race, and second whether the use of "implicit bias" jury instructions versus standard jury instructions impact deliberations and verdict outcomes.

The study employed a 2 x 2 x 2 factorial design, in which the race of defendant (Black or White), race of informant witness (Black or White), and jury instructions (implicit bias or standard bias instruction) was varied, creating eight experimental conditions. To better approximate an actual jury trial, the case was presented as a 70-minute voice-recorded and visual trial presentation. The voice recording was completed using actors trained to play each of the speaking roles (prosecutor, defense attorney, FBI agent, informant, judge). The voice recording was then overlaid on a digital capture of a quick-moving slide show of 366 photographs representing the trial. The versions of that slide show varied only on the racial characteristics of the defendant and informant, as well as the instructions given to capture the eight experimental conditions; otherwise they were identical.

Also, to facilitate recruiting participants who were eligible to serve on a federal jury within the district, the study was conducted at a simulated "jury room" suite in a centrally located office building within the Central District of California. Sessions were available at multiple times of the day and days of the week, and the conditions were randomized to ensure there were no time or day-of-the-week confounds with the experimental conditions. Participants were recruited through a multi-pronged outreach strategy.

When recruited participants arrived at the study site, they were seated in a controlled room with a large video screen and seven chairs around a table. They were supplied with a study information sheet that explained the study and their rights as participants. The researcher then described the study procedure and obtained verbal consent from the participants that they understood what the study entailed and agreed to participate. Next, the 70-minute trial video was presented to the group, which was described as an actual trial that had taken place in the Central District of California. After viewing the trial video, participants each filled out a paper "straw" vote form privately, indicating their personal verdict preference (i.e., guilty or not guilty) and their confidence in that verdict on a five-point scale. This "straw" vote was confidential and nonbinding, and jurors were told they could amend their verdict preference at any time.

Also, Following deliberations and documentation of the group's verdict, participants individually completed an electronic survey using laptops provided by the researchers. The survey assessed individual perceptions of the case, evidence, witnesses, attorneys, defendant, an judge; comprehension of jury instructions; influence of jury instructions; memory of case facts; attitudes about a variety of issues; and demographic information. Researchers included a series of scales that measured subtle racial bias among the attitude measures. These scales were drawn from Williams and Eberhart's (2008) Race Conceptions Scale, and from the Subtle Racism Scale (Meertens and Pettigrew, 1997).

A total of 639 eligible participants successfully completed the study and were assigned to a total of 123 jury groups that were scheduled over an 8-month period of data collection. An additional 13 participants arrived at the site for scheduled sessions, but because the requisite number of "jurors" were not present to be able to run the session, these 13 participants were paid, dismissed, and invited to reschedule. Participants were each randomly assigned to a small jury group consisting of four to seven individuals. While federal criminal juries are comprised of twelve individuals, the smaller juries allowed for a sufficient number of jury units to meaningfully analyze, while not sacrificing a group decision-making process.

Data from three groups that completed the procedure, totaling 16 participants, were removed from analyses: two groups were removed due to technical difficulties during data collection rendering the data unreliable, and one group was removed due to the dismissal of a participant for disruptive behavior, resulting in too few participants remaining to comprise a jury unit of at least four people. Finally, data for one participant from a group of 7 mock jurors was removed due to the participant rushing through the individual measures post-deliberation, and providing nonsensical responses. The analyses are thus based on data from 623 participants and 120 jury groups.

A majority of the participants identified as women (62%) compared to men (38%), and they ranged in age from 18 to 88 years old, with a mean age of 42 years. The majority of participants self-identified as White (56%), while 44% identified as non-White. Specifically, 13% identified as Asian, 13% as Latinx, 6% as Black/African-American, and roughly 12% as a different race or ethnicity. About 32% of participants self-identified as Democrat, and 23% as Republican, with the remainder indicating a different political affiliation or none altogether. Regarding political ideology, the group was relatively balanced, in that 23% of participants identified as conservative, 41% as moderate, and 27% as liberal. Approximately 17% of participants had served on a jury prior to study participation.

Cross-sectional

Jury-eligible adults in Central District of California.

Group, Individual

The datasets included 623 individual cases and 156 variables in the "Individual Level Master Dataset", and 120 jury-unit cases and 50 variables in the "Group Level Dataset." STRAWVERDICT in the Individual Level Master Dataset was a major dependent variable of interest. This measure was collected individually on paper for jurors just after watching the trial presentation and just before proceeding with group deliberations. Variables labeled "TEST" followed by a number reflect questions that test juror comprehension of the instructions, and Variables that begin with "BIO" reflect biological perceptions of race. Variables that end in "_COUNT" reflect counts of responses within a group. GUILTYSTRAWVOTES_COUNT reflects the number of jurors in the group who indicated during the individual straw poll conducted prior to deliberations that they wanted to vote guilty. The datasets also included additional demographic variables such as age, gender, ethnicity, and religion of the participants.

Not available

The study used the following scales:

  • Race Conceptions Scale (Williams and Eberhart 2008)
  • Subtle Racism Scale (Meertens and Pettigrew 1997)
  • Hide

    2023-04-13

    2023-04-13 ICPSR data undergo a confidentiality review and are altered when necessary to limit the risk of disclosure. ICPSR also routinely creates ready-to-go data files along with setups in the major statistical software formats as well as standard codebooks to accompany the data. In addition to these procedures, ICPSR performed the following processing steps for this data collection:

    • Performed consistency checks.

    Hide

    Not applicable

    Hide

    Notes

    • The public-use data files in this collection are available for access by the general public. Access does not require affiliation with an ICPSR member institution.

    • One or more files in this data collection have special restrictions. Restricted data files are not available for direct download from the website; click on the Restricted Data button to learn more.