Second Chance Act (SCA) Follow-Up Study: A Longitudinal Study of 2009 SCA Adult Demonstration Program Participants, 6 U.S. States, 2019-2021 (ICPSR 39386)

Version Date: Jun 29, 2026 View help for published

Principal Investigator(s): View help for Principal Investigator(s)
Carrie E. Markovitz, National Opinion Research Center; Andrew Wiegand, National Opinion Research Center

https://doi.org/10.3886/ICPSR39386.v1

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Under the Second Chance Act (SCA) of 2008, the U.S. Department of Justice (DOJ) Bureau of Justice Assistance (BJA) awarded hundreds of grants under various categories of competition to state, local, and tribal governments to develop or enhance re-entry programs. In 2018, the First Step Act was signed into law, helping to continue the financial support of the SCA program, among other reentry-focused services. While SCA programs have been operating for about 15 years, the research conducted on these programs and their services has been relatively short-term, examining outcomes on participants no more than a few years past the point of program enrollment. There had not yet been an examination of the long-term impacts of SCA services.

In 2021, DOJ's National Institute of Justice (NIJ) awarded a cooperative agreement to NORC at the University of Chicago (NORC) and its partner, Social Policy Research Associates (SPR), to evaluate the long-term impacts of seven SCA Adult Demonstration Program grantees, which were first awarded SCA funding in FY 2009. NORC and SPR, along with an additional partner, MDRC, previously evaluated these grantees by conducting an implementation study and a randomized controlled trial (RCT) impact study, with random assignment beginning in December 2011 (or approximately two years after the grantees began operating their SCA programs) and ending in March 2013. The results of this earlier evaluation were included in an implementation study report, an 18-month impact study report, based on a follow-up survey and administrative data, and a 30-month impact study report based on administrative data.

The goal of the current longitudinal research was to estimate the impacts of the SCA program on the outcomes of the original impact study participants, over the approximately ten to twelve years following the point when these participants were first randomly assigned. More specifically the current research has sought to assess:

  1. whether SCA participants demonstrated better long-term outcomes related to recidivism (arrest, conviction, and incarceration) than did control group members;
  2. whether SCA participants demonstrated better long-term employment and earnings outcomes than control group members
  3. whether SCA participants demonstrated better long-term outcomes on other indicators of well-being (e.g., housing, family formation, benefits, substance abuse, etc.) than control group members.

To answer these questions the study team gathered both participant survey and administrative data.

  • Survey data: Using a multi-phase process, the study team began administering a survey to study participants in late November 2021 and closed the survey on December 19, 2023. At that point, all pending respondents had been contacted by study team staff multiple times. The study team was able to complete 378 interviews during the entire survey data collection period.
  • Criminal justice administrative data:The study team obtained arrest, conviction, and state prison and jail incarceration data from state and local public agencies (for the counties to which participants were released or served) in the six states and seven counties in which the seven grantees operated. The study team was able to collect these data from all agencies except two (arrest data in South Dakota and jail data from Oklahoma City). These data included all periods between random assignment and nearly ten years after random assignment for all participants.
  • Employment and earnings administrative data: The study team was able to access data from the Department Health and Human Services' National Directory of New Hires database which allowed for the analysis of employment and earnings data for study participants over a two-year period from July 2022 to June 2024.

Survey and administrative data were used to answer the first two research questions with survey data being the only source for the third research question.

Markovitz, Carrie E., and Wiegand, Andrew. Second Chance Act (SCA) Follow-Up Study: A Longitudinal Study of 2009 SCA Adult Demonstration Program Participants, 6 U.S. States, 2019-2021. Inter-university Consortium for Political and Social Research [distributor], 2026-06-29. https://doi.org/10.3886/ICPSR39386.v1

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United States Department of Justice. Office of Justice Programs. National Institute of Justice (2020-MU-MU-0014)

Access to these data is restricted. Users interested in obtaining these data must complete a Restricted Data Use Agreement, specify the reasons for the request, and obtain IRB approval or notice of exemption for their research.

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2019 -- 2021
2019 -- 2021
  1. The administrative data were collected as part of the study, but were not made available for archiving.

  2. For additional information, please see the previous study released from the Evaluation of the OJJDP FY2010 Second Chance Act on the ICPSR website.
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The goal of the current longitudinal research was to examine the outcomes of the original impact study participants, over the approximately ten to twelve years following the point when these participants were first randomly assigned, and to estimate the impacts of the SCA Adult Demonstration Program over that time or at discrete periods of time during that follow-up period. As part of this research, the study team, sought to answer the following research questions:

  1. Did SCA participants from the seven grant programs in the impact study (SCA participants) demonstrate better long-term outcomes related to recidivism (e.g., arrest, conviction, and incarceration) than a similar group of eligible program applicants who did not receive individualized SCA services (the control group)?
  2. Did SCA participants demonstrate better long-term employment and earnings outcomes than the control group?
  3. Did SCA participants demonstrate better long-term outcomes on other indicators of well-being (e.g., housing, family formation, benefits, substance abuse, etc.) than the control group?

To answer the research questions, the research team used a combination of primary survey data collected directly from the 966 randomly assigned program and control group members (study participants), and extant administrative data gathered from federal, state, and local public agency databases on these same individuals.

Random Assignment Process

As described in the earlier Second Chance Act (SCA) evaluation reports, SCA grants were awarded in 2009, and programs began enrolling their participants in late 2009-early 2010. For the study, random assignment took place later, between December 2011 and March 2013, with the starting and ending point varying by grantee. To be eligible to participate in the SCA Adult Demonstration Program, individuals had to be:

  • 18 years of age or older;
  • convicted as an adult;
  • imprisoned in a state, local, or tribal prison or jail; and
  • classified as being at medium or high risk of recidivism.
  • Within this pool, grantees were expected to identify the specific subset that their programs intended to target, which included, among others:

  • Individuals most recently incarcerated in jail, prison, or both;
  • Individuals from a specific demographic group (e.g., based on age or gender), and
  • Those returning to a specific community or neighborhood.
  • Once determined eligible for SCA participation according to the grantee's established criteria, an individual was provided an orientation to SCA program services and to the RCT impact study. Those who consented to participate in both the program and the study were then randomly assigned using an online system to either the program group, whose members were eligible to participate in SCA services, or the control group, whose members were not eligible to receive SCA services but who could participate in other services within their facilities and/or communities.

    Grantees began random assignment at slightly different points in time, between December 23, 2011 and May 8, 2012. Grantees continued random assignment until they reached their enrollment targets, ending in March 2013. All the grantees conducted random assignment for at least eight months, and during this time a total of 966 individuals were randomly assigned to the two study groups.

    In addition, congruent with their different service designs and grant amounts, each grantee had a different enrollment target and, based on other factors worked out with the study team, the rate of random assignment to the program group varied. Most grantees assigned approximately 60 percent of program eligible individuals to the program group and 40 percent to the control group. However, two grantees randomly assigned approximately 75 percent of applicants to the program group and 25 percent to the control group.

    Each grantee also determined when in the transition from incarceration to release random assignment would occur. Some grantees randomly assigned individuals well before release and provided individualized pre-release services during that time. Other grantees generally relied on the institutions' pre-existing pre-release services and began individualized SCA services only as close to or after the release date. Finally, some grantees only randomly assigned participants post-release. Overall, approximately 55 percent of participants were enrolled in the study three or more months prior to release, about one quarter (28 percent) within three months of release, and 17 percent after release. Regardless, random assignment always occurred just before an individual's involvement with their SCA program.

    Survey Data Collection

    Consistent with the original survey data collection approach, the study team administered the survey data collection for the current, longitudinal study in three phases: pilot, primary, and final phases. Each phase began the same way: the study team sent a letter to each eligible respondent requesting that they call to complete the survey by telephone. The letter also informed the respondent of an "early bird" bonus provided within the first two weeks of the data collection period. The first phase, pilot data collection, began in late November 2021 and comprised a random sample of 50 non-incarcerated respondents. There were ten completes during the pilot, six of which were early bird completes. Pilot data collection had a 20 percent response rate. The second phase, primary data collection, began in late February 2022. Researchers sent out 520 early bird letters and received 32 early bird completes. Administrative delays in project approval required the study team to split all respondents with a California address out into the third phase of data collection. The third and final phase was comprised of 151 respondents. This phase started in June 2022 and had five early bird completes. During all three phases of data collection, Field Interviewers made outreach to respondents eligible for the survey. The study team closed the survey data collection on December 19, 2023. At that point, all pending respondents had been touched by staff multiple times. Researchers were able to complete 378 interviews during the entire data collection period, from November 2021 through December 2023.

    Longitudinal: Panel

    Individuals who participated in the Second Chance Act Adult Demonstration Program between 2011 and 2013.

    Individual

    This study is only for restricted release. The study collected data on age, race, education, housing support, relationships, employment, conviction history, incarceration history, and COVID impact on housing from the participants.

    The original study was designed for an 18-month follow-up with an expected 80 percent response rate in the survey. The 18-month survey had 789 responses and an 81.7 percent response rate consistent with expectations. The long-term follow-up survey received 378 responses and a response rate of 39.1 percent of the randomly assigned sample.

    Binary and Likert scales

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    2026-06-29

    2026-06-29 ICPSR data undergo a confidentiality review and are altered when necessary to limit the risk of disclosure. ICPSR also routinely creates ready-to-go data files along with setups in the major statistical software formats as well as standard codebooks to accompany the data. In addition to these procedures, ICPSR performed the following processing steps for this data collection:

    • Checked for undocumented or out-of-range codes.

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    The follow-up interview data were weighted to adjust for nonresponse. A simple first step in the weighting plan was to create a base weight, which, given the nature of this survey, was set to a value of 1.0 for each respondent. Next, researchers calculated the nonresponse adjustment using a propensity score approach. In this method, a logistic model was run to identify variables associated with the likelihood of responding. Multiple variables were considered for this adjustment, including treatment or control-group status, site, gender and race/ethnicity. The propensity model and estimated scores were calculated separately for the treatment and control groups. The weight is proportional to the inverse of the probability of responding.

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    Notes

    • The public-use data files in this collection are available for access by the general public. Access does not require affiliation with an ICPSR member institution.

    • ICPSR usually offers files in multiple formats for researchers to be able to access data and documentation in formats that work well within their needs. If you have questions about the accessibility of materials distributed by ICPSR or require further assistance, please visit ICPSR’s Accessibility Center.

    • One or more files in this data collection have special restrictions. Restricted data files are not available for direct download from the website; click on the Restricted Data button to learn more.

    NACJD logo

    This dataset is maintained and distributed by the National Archive of Criminal Justice Data (NACJD), the criminal justice archive within ICPSR. NACJD is primarily sponsored by three agencies within the U.S. Department of Justice: the Bureau of Justice Statistics, the National Institute of Justice, and the Office of Juvenile Justice and Delinquency Prevention.