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Addressing Sexual Violence in Prisons: A National Snapshot of Approaches and Highlights of Innovative Strategies, 2004-2005: [United States] (ICPSR 33971)

Released/updated on: 2017-03-21
Geographic coverage: United States
Time period: 2004-11-01--2005-06-01, 2005-03-01--2005-07-01

These data are part of NACJD's Fast Track Release and are distributed as they were received from the data depositor. The files have been zipped by NACJD for release, but not checked or processed except for the removal of direct identifiers. Users should refer to the accompanying readme file for a brief description of the files available with this collection and consult the investigator(s) if further information is needed.

Before the Prison Rape Elimination Act (PREA) of 2003, it was not clear the extent to which state departments of corrections (DOCs) were addressing sexual violence in systematic ways. In fact, little information existed about what strategies were being put into practice in prison systems across the country. PREA changed the way DOCs addressed prison sexual violence (PSV). Mandatory recordkeeping and a push for eliminating such incidents moved many DOCs to develop specific responses to PSV or to further refine approaches already in place. The purpose of this project was to provide a national snapshot of DOC initiatives to address PSV, as well as to identify specific practices that seemed to be, in the absence of formal evaluations, particularly promising or innovative in nature.

Researchers conducted three tasks: (1) The Survey of State Correctional Administrators (SSCA) involving written surveys and follow-up phone interviews with leaders of state DOCs. During the survey, state administrators described the state's overall approach to PSV and nominated specific strategies as particularly promising; (2) The Survey of Promising Practices (SPP) involving phone interviews with DOC representatives who spoke about promising practices nominated during the SSCA. Interviews were conducted with facility directors, service providers, or other state personnel affiliated with nominated approaches; and (3) Case studies involving site visits to states that researchers determined could provide the most informative lessons on addressing sexual violence in prison to the largest audience of practitioners, researchers, and policymakers.

The collection includes 2 Access databases, one each for the SSCA (ASCA_4_6_2006.directors.mdb) and the SSP (ASCA_FAC_4_6_2006.prompractices.mdb). The data related to the Case Studies are not available at this time.

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Ethno-Methodological Study of the Subculture of Prison Inmate Sexuality in the United States, 2004-2005 (ICPSR 4556)

Released/updated on: 2006-12-21
Geographic coverage: United States
Time period: 2004-01-01--2005-01-01
This study of prison rapes used an ethnographic, culturally relativistic methodology and was conducted between April 2004 and September 2005. The study was conducted in 30 correctional institutions, 23 men's and 7 women's, in 10 states. All 23 men's institutions were the highest-security level men's prison available in each state. When women's institutions were multi-security level and housed minimum, medium, and high-security inmates, they were selected from the highest-security level housing units within the institution. A total of 564 (409 male and 155 female) inmates were interviewed. The inmates to be interviewed were selected from the general prison population using a probability sample design. Average interview length was just under an hour. The sole mode of data collection was an open-ended, semistructured inmate interview. To ensure comparability of answers, surveys were designed with each query resting on a particular concept or variable. The same interview instrument was used for both male and female inmates. Questions were asked about inmate prison history, mental health, rape, social process, domestic violence and relationships, staff, institutional factors, and perception of social roles, and demographic information. Also included are lexical responses and free list questions such as "Why do inmates have sex with other inmates?"
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How Justice Systems Realign in California: The Policies and Systemic Effects of Prison Downsizing, 1978-2013 (ICPSR 34939)

Released/updated on: 2017-03-30
Geographic coverage: United States, California
Time period: 1978-01-01--2012-01-01, 2013-03-01--2013-07-01, 2012-01-01--2013-01-01

These data are part of NACJD's Fast Track Release and are distributed as they there received from the data depositor. The files have been zipped by NACJD for release, but not checked or processed except of the removal of direct identifiers. Users should refer to the accompany readme file for a brief description of the files available with this collections and consult the investigator(s) if further information is needed.

The California correctional system underwent a dramatic transformation under California's Public Safety Realignment Act (AB 109) in 2011, a law that shifted from the state to the counties the responsibility for monitoring, tracking, and incarcerating lower level offenders previously bound for state prison. Realignment, therefore, presents the opportunity to witness 58 natural experiments in the downsizing of prisons. Counties faced different types of offenders, implemented different programs in different community and jail environments, and adopted differing sanctioning policies. This study examines the California's Public Safety Realignment Act's effect on counties' criminal justice institutions, including the disparities that result in charging, sentencing, and resource decisions.

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Management of Death Row Inmates, 1986-1987: [United States] (ICPSR 9917)

Released/updated on: 2006-01-12
Geographic coverage: United States
Time period: 1986-01-01--1987-01-01
These data offer objective and subjective information about current death row inmates and the management policies and procedures related to their incarceration. The major objectives of the study were to gather data about the inmate population and current management policies and procedures, to identify issues facing correctional administrators in supervising the growing number of condemned inmates, and to offer options for improved management. Four survey instruments were developed: (1) a form for the Department of Corrections in each of the 37 states that had a capital punishment statute as of March 1986, (2) a form for each warden of an institution that housed death-sentenced inmates, (3) a form for staff members who worked with such inmates, and (4) a form for a sample of the inmates. The surveys included questions about inmate demographics (e.g., date of birth, sex, race, Hispanic origin, level of education, marital status, and number of children), the institutional facilities available to death row inmates, state laws pertaining to them, training for staff who deal with them, the usefulness of various counseling, medical, and recreational programs, whether the inmates expected to be executed, and the challenges in managing the death row population. The surveys did not probe legal, moral, or political arguments about the death penalty itself.
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National Former Prisoner Survey, 2008 (ICPSR 31441)

Released/updated on: 2012-08-03
Geographic coverage: United States
Time period: 2008-01-01--2008-10-01

Under the Prison Rape Elimination Act of 2003, Congress mandated that the United States Department of Justice, Bureau of Justice Statistics (BJS) investigate former prisoners' experiences in prison to assist in understanding the incidence and prevalence of sexual victimization within the prison setting. BJS and its subcontractor, NORC at the University of Chicago, led a national data collection effort focusing on prison sexual assault as reported by former state prisoners.

The focus of the National Former Prisoner Survey (NFPS) was sexual victimization among former state prisoners. The survey was divided into 6 sections. The first two sections were administered using a computer-assisted personal interviewing (CAPI) method and focused on demographic and criminal history information. The remaining sections, covering more sensitive information, were administered using a touch-screen-audio-assisted-computer-self-interviewing (TACASI) method.

Sections A and B of the instrument collected demographic and criminal history information, as well as information on placements during the last continuous incarceration. Sections C and D captured detailed inmate-on-inmate sexual victimization during the last continuous incarceration, including the type of sexual activity, identification of facilities at which such incidents occurred, frequency of occurrences, and other specifics regarding sexual victimization. Section E addressed staff-on-inmate sexual victimization and misconduct, whether considered willing or unwilling, and gathered specifics of activity indicated. The last section, F, focused on the impacts of sexual assault on victimized respondents, as well as parole supervision characteristics for all respondents.

The National Former Prisoner Survey (NFPS) began in January 2008 and concluded in October 2008, and involved the random selection of approximately 250 parole offices across the country using probability proportional-to-size (PPS) sampling procedures. Completed interviews were obtained for 17,738 respondents; supplemental data was collected on all former prisoners sampled in order to develop weights for national estimations.

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National Inmate Survey, 2007 (ICPSR 26361)

Released/updated on: 2012-05-25
Geographic coverage: United States
Data for this study were collected as part of the 2007 National Inmate Survey (NIS), which is comprised of two questionnaires -- a survey of sexual victimization and a survey of past drug and alcohol use and abuse. The survey of sexual victimization resulted in data from 23,398 inmates held in 146 sampled prisons and 40,419 inmates in 282 local jails in the NIS. Respondents were asked if they had been forced or otherwise coerced into any sexual contact with other inmates or facility staff while incarcerated. The respondents were asked about the type of sexual contact, the frequency, when it occurred, and where it occurred. The survey also sought information on any injuries received and treatment obtained for those injuries. Other questions pertained to the reporting of sexual contact -- if it was reported, to whom it was reported, and any results from reporting sexual contact. Respondents were also asked for reasons why they had not reported the sexual contact if no report was made. Background and demographic information collected included reasons for incarceration, sexual history, sexual orientation, marital status, gender, ethnicity, and physical characteristics such as height and weight.
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National Inmate Survey, 2008-2009 (ICPSR 34510)

Released/updated on: 2014-01-15
Geographic coverage: United States
Time period: 2008-01-01--2009-01-01

The National Inmate Survey, 2008-2009 (NIS-2) was conducted in 167 state and federal prisons between October 13, 2008, and March 11, 2009; 286 jails between January 20, 2009, and August 13, 2009; and 10 special (military, Indian country, and Immigration and Customs Enforcement (ICE)) facilities between May 11, 2009, and December 17, 2009. The data were collected by RTI International under a cooperative agreement with the Bureau of Justice Statistics (BJS). The NIS-2 comprised two questionnaires -- a survey of sexual victimization and a survey of past drug and alcohol use and treatment. Inmates were randomly assigned to receive one of the questionnaires so that at the time of the interview the content of the survey remained unknown to facility staff and the interviewers. A total of 81,566 inmates participated in the survey, including 32,029 inmates in state and federal prisons, 48,066 inmates in jails, 399 inmates in military facilities, 115 inmates in Indian country jails, and 957 inmates in facilities operated by ICE.

The respondents were asked about the type of sexual contact, the frequency, when it occurred, and where it occurred. The survey also sought information on any injuries received and the treatment obtained for those injuries. Other questions pertained to the reporting of sexual contact -- if it was reported, to whom it was reported, and any results from reporting sexual contact. Respondents were also asked for reasons why they had not reported the sexual contact if no report was made. Background and demographic information collected includes reasons for incarceration, sexual history, sexual orientation, marital status, gender, ethnicity, and physical characteristics such as height and weight.

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National Inmate Survey, 2011-2012 (ICPSR 35009)

Released/updated on: 2021-09-27
Geographic coverage: United States
Time period: 2011-01-01--2012-01-01

The National Inmate Survey, 2011-2012 (NIS-3) was conducted in 233 state and federal prisons between February 2011 and May 2012; 358 jails between February 2011 and May 2012; and 15 special (military, Indian country, and Immigration and Customs Enforcement (ICE)) facilities between February 2011 and May 2012. The data were collected by RTI International under a cooperative agreement with the Bureau of Justice Statistics (BJS). The NIS-3 comprised two questionnaires -- a survey of sexual victimization and a survey of mental and physical health, past drug and alcohol use, and treatment for substance abuse. Inmates were randomly assigned to receive one of the questionnaires so that at the time of the interview the content of the survey remained unknown to facility staff and the interviewers. A total of 81,566 inmates participated in the survey, including 32,029 inmates in state and federal prisons, 48,066 inmates in jails, 399 inmates in military facilities, 115 inmates in Indian country jails, and 957 inmates in facilities operated by ICE.

The NIS-3 was specially designed to provide estimates of sexual victimization for inmates ages 16 to 17 held in adult facilities. Previous NIS collections excluded inmates age 17 or younger due to special human subject issues (related to consent and assent, as well as risk of trauma in the survey process) and statistical issues (related to clustering of youth and the need to oversample to ensure a representative sample). To address issues of consent and risk, the NIS-3 juvenile sample was restricted to inmates ages 16 to 17 (who represented an estimated 95 percent of the 1,790 juveniles held in prisons at year end 2011 and 97 percent of the 5,870 juveniles held in local jails at midyear 2011).

The respondents were asked about the type of sexual contact, the frequency, when it occurred, and where it occurred. The survey also sought information on any injuries received and the treatment obtained for those injuries. Other questions pertained to the reporting of sexual contact -- if it was reported, to whom it was reported, and any results from reporting sexual contact. Respondents were also asked for reasons why they had not reported the sexual contact if no report was made. Background and demographic information collected includes reasons for incarceration, sexual history, sexual orientation, marital status, gender, ethnicity, and physical characteristics such as height and weight. The NIS-3 collected data on the mental health problems of inmates for the first time in 2011-12. Inmates were asked whether they had been told by a mental health professional that they had a mental disorder or if because of a mental health problem they had stayed overnight in a hospital or other facility, used prescription medicine, or they had received counseling or treatment from a trained professional.

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National Survey of Youth in Custody, 2008-2009 (ICPSR 33942)

Released/updated on: 2013-04-04
Geographic coverage: United States
Time period: 2008-01-01--2009-01-01

The National Survey of Youth in Custody (NSYC) is part of the BJS National Prison Rape Statistics Program to gather mandated data on the incidence of prevalence of sexual assault in juvenile facilities under the Prison Rape Elimination Act of 2003 (PREA; P.L. 108-79). The Act requires a 10 percent sample of juvenile facilities to be listed by incidence of sexual assault. Data are collected directly from youth in a private setting using audio computer-assisted self interview (ACASI) technology with a touch-screen laptop and an audio feed to maximize inmate confidentiality and minimize literacy issues. The first year of collection includes nearly 200 juvenile facilities, with an estimated 10,000 completed interviews with youth.

The NSYC utilized two questionnaires, based on the age of the respondent. The Older Youth questionnaire was administered to youths ages 15 and older, and the Younger Youth questionnaire was administered to those 14 and younger. The survey was divided into five sections. Section A collected background information, such as details of admission to facility and demographics including education, height, weight, race, ethnicity, gender, sexual orientation, and history of any forced sexual contact. Section B, Facility Perceptions and Victimization, included respondents' opinions of the facility and staff, any incidence of gang activity, and any injuries that had occurred. Section C, Sexual Activity Within Facility, captured the types of sexual contact that occurred and the circumstances of sexual contact. Section D, Description of Events with Youth, and Section E, Description of Events with Staff Member, focused on when and where the contact occurred, the race and gender of the other youths or staff members, if threats or coersion were involved, and outcomes, included whether or not the sexual contact was reported.

Other variables include debriefing questions about respondents' experiences completing the survey, interviewer observations, created variables to summarize victimization reports (due to the complicated routing in Section C), weight and stratification data, and administrative data about the facilities.

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National Survey of Youth in Custody, 2012 (ICPSR 35039)

Released/updated on: 2015-10-23
Geographic coverage: United States

The National Survey of Youth in Custody (NSYC) is part of the BJS National Prison Rape Statistics Program to gather mandated data on the incidence of prevalence of sexual assault in juvenile facilities under the Prison Rape Elimination Act of 2003 (PREA; P.L. 108-79). The Act requires a 10 percent sample of juvenile facilities to be listed by incidence of sexual assault. Data are collected directly from youth in a private setting using audio computer-assisted self interview (ACASI) technology with a touch-screen laptop and an audio feed to maximize inmate confidentiality and minimize literacy issues. The NSYC-2 was administered to 8,707 youth in 326 state operated and locally or privately operated juvenile facilities within the United States.

The NSYC-2 utilized two questionnaires, based on the age of the respondent. The Older Youth questionnaire was administered to youths ages 15 and up, and the Younger Youth questionnaire was administered to those 14 and younger. The survey was divided into five sections. Section A collected background information, such as details of admission to facility and demographics including education, height, weight, race, ethnicity, gender, sexual orientation, and history of any forced sexual contact. Section B, Facility Perceptions and Victimization, included respondents' opinions of the facility and staff, any incidence of gang activity, and any injuries that had occurred. Section C, Sexual Activity Within Facility, captured the types of sexual contact that occurred and the circumstances of sexual contact. Section D, Description of Event(s) with Youth, and Section E, Description of Event(s) with Staff, focused on when and where the contact occurred, the race and gender of the other youths or staff members, if threats or coercion were involved, and outcomes, including whether or not the sexual contact was reported.

Other variables include debriefing questions about respondents' experiences completing the survey, interviewer observations, created variables to summarize victimization reports (due to the complicated routing in Section C), weight and stratification data, and administrative data about the facilities.

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National Survey of Youth in Custody, 2018 (ICPSR 38500)

Released/updated on: 2022-10-12
Geographic coverage: United States

The National Survey of Youth in Custody (NSYC) is part of the BJS National Prison Rape Statistics Program to gather mandated data on the incidence of prevalence of sexual assault in juvenile facilities under the Prison Rape Elimination Act of 2003 (PREA; P.L. 108-79). The Act requires a 10 percent sample of juvenile facilities to be listed by incidence of sexual assault. Data are collected directly from youth in a private setting using audio computer-assisted self-interview (ACASI) technology with a touch-screen laptop and an audio feed to maximize inmate confidentiality and minimize literacy issues. The NSYC-3 was administered to 6,910 youth in 332 state operated and locally or privately operated juvenile facilities within the United States. Youth were randomly assigned to either a sexual victimization questionnaire (90%) or an alternative questionnaire (10%).

Sexual victimization questionnaire: Youth selected for this questionnaire received one of two versions, based on their age. The Older Youth questionnaire was administered to youths ages 15 and up, and the Younger Youth questionnaire was administered to those 14 and younger. The survey was divided into six sections. Section A collected background information, such as details of admission to facility and demographics including education, height, weight, race, ethnicity, gender, sexual orientation, and history of any forced sexual contact. Section B, Facility Perceptions and Victimization, included respondents' opinions of the facility and staff, any incidence of gang activity, and any injuries that had occurred. Section C, Sexual Activity Within Facility, captured the types of sexual contact that occurred and the circumstances of sexual contact. Section D, Description of Event(s) with Youth, and Section E, Description of Event(s) with Staff, focused on when and where the contact occurred, the race and gender of the other youths or staff members, if threats or coercion were involved, and outcomes, including whether or not the sexual contact was reported. Section F collected additional information about the youth, such as disability and mental health conditions, and the facility, including living conditions and use of restrictive housing.

Alternative questionnaire: A random selection of youth were assigned to an alternative questionnaire to "mask" which questions an individual might have been asked. In addition to Sections A, B, and F from the sexual victimization questionnaire, this questionnaire included sections on facility living conditions, mental health, grievance procedures, substance use, treatment programs, living arrangements, youth education and aspirations, communication with family, and post-release plans.

A Facility Questionnaire (FQ) collected in-depth information on each sampled facility via an online questionnaire. Topics included number of facility staff by race/ethnicity, job category, age, and length of service; staff turnover/vacant positions; personnel screening; staff training; number of youth, admissions, and discharges; rated capacity (i.e., number of beds), occupancy, and crowding; youth disabilities; grievance process; special housing; and youth education on PREA.

Other variables in the datasets include debriefing questions about respondents' experiences completing the survey, interviewer observations, created variables to summarize victimization reports (due to the complex routing in Section C), weight and stratification data, and administrative data about the facilities.

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Survey of American Prisons and Jails, 1979 (ICPSR 7899)

Released/updated on: 1992-02-16
Geographic coverage: North Carolina, Indiana, Wyoming, Utah, Arizona, Montana, Kentucky, California, Kansas, Florida, Delaware, Pennsylvania, Mississippi, Iowa, Illinois, Texas, Connecticut, Georgia, Virginia, Maryland, Idaho, Oregon, Vermont, United States, Oklahoma, Tennessee, Maine, Alabama, Arkansas, Washington, South Carolina, Nebraska, Massachusetts, Colorado, Missouri, Alaska, North Dakota, Wisconsin, Nevada, District of Columbia, Rhode Island, South Dakota, Hawaii, Minnesota, New York (state), New Jersey, Michigan, New Mexico, New Hampshire, Louisiana, Ohio
This data collection contains information gathered in a two-part survey that was designed to assess institutional conditions in state and federal prisons and in halfway houses. It was one of a series of data-gathering efforts undertaken during the 1970s to assist policymakers in assessing and overcoming deficiencies in the nation's correctional institutions. This particular survey was conducted in response to a mandate set forth in the Crime Control Act of 1976. Data were gathered via self-enumerated questionnaires that were mailed to the administrators of all 558 federal and state prisons and all 405 community-based prerelease facilities in existence in the United States in 1979. Part 1 contains the results of the survey of state and federal adult correctional systems, and Part 2 contains the results of the survey of community-based prerelease facilities. The two files contain similar variables designed to tap certain key aspects of confinement: (1) inmate (or resident) counts by sex and by security class, (2) age of facility and rated capacity, (3) spatial density, occupancy, and hours confined for each inmate's (or resident's) confinement quarters, (4) composition of inmate (or resident) population according to race, age, and offense type, (5) inmate (or resident) labor and earnings, (6) race, age, and sex characteristics of prison (or half-way house) staff, and (7) court orders by type of order and pending litigation. Other data (contained in both files) include case ID number, state ID number, name of facility, and operator of facility (e.g., federal, state, local, or private).
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Women in Prison in the 1990s: A Temporal and Institutional Comparison (ICPSR 31221)

Released/updated on: 2011-10-27
Geographic coverage: United States, California
Time period: 1977-01-01--1997-01-01
This study explores the attitudes, perceptions and experiences of women in two prisons in California. The study includes both a temporal component comparing women's experiences in one prison in the early 1960s and the mid-1990s, and a comparative institutional component, comparing women's experiences in two different prisons operating in the social and policy milieu of the mid-1990s. It analyzes surveys of inmates and secondary data collected from official records, archives, and an earlier study of women in prison in California. The study portrayed women's reactions to prison as a function of (1) inmates' pre-prison characteristics, (2) characteristics of inmates' prison careers, (3) institutional structures and processes, (4) crime control ideologies and policies, (5) public attitudes toward crime and criminals, and (6) women's roles, opportunities, and lifestyles in the wider society. Closed-ended questions were developed for the survey designed to measure (1) the most difficult aspects of doing time, (2) the specific problems of prison life, (3) the various types of inmates and inmate relations, and (4) the nature of inmate-staff relations. The survey also included questions based on measures and scales used in penology research and the survey initially administered by Ward and Kassebaum to women prisoners in the 1960s. Demographic questions included age, ethnicity, if born in the United States, length of residence in the United States, marital status, and education.