Alternative Procedures for Reducing Delays in Criminal Appeals: Sacramento, Springfield, and Rhode Island, 1983-1984 (ICPSR 9965)
Version Date: Feb 17, 1994 View help for published
Principal Investigator(s): View help for Principal Investigator(s)
Joy A. Chapper, Justice Resources;
Roger A. Hanson, Justice Resources
https://doi.org/10.3886/ICPSR09965.v1
Version V1
Summary View help for Summary
This data collection investigates the effectiveness of alternative approaches to reducing delays in criminal appeals. Interviews were conducted with court representatives from districts employing differing alternatives. These districts and approaches are (1) case management in the Illinois Appellate Court, Fourth District, in Springfield, (2) staff screening for submission without oral argument in the California Court of Appeals, Third District, in Sacramento, and (3) fast-tracking procedures in the Rhode Island Supreme Court. Parallel interviews were conducted in public defenders' offices in three additional locations: Colorado, the District of Columbia, and Minnesota. Questions focused on the backlogs courts were facing, the reasons for the backlogs, and the consequences. Participants were asked about the fairness and possible consequences of procedures employed by their courts and other courts in this study. Case data were acquired from court records of the Springfield, Sacramento, and Rhode Island courts.
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Subject Terms View help for Subject Terms
Geographic Coverage View help for Geographic Coverage
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Time Period(s) View help for Time Period(s)
Date of Collection View help for Date of Collection
Study Purpose View help for Study Purpose
Justice Resources conducted this study in response to the growing caseload backlog in state criminal appellate courts. The criminal appeals process is a vital feature of the legal system because it challenges lower court convictions, thereby further ensuring due process. Recently the volume of appeals has been increasing at a much higher rate than crime, arrests, and prosecutions. Criminal appellate courts have been forced to modify their procedures in response to increasing caseloads. Since very little was known about these modified procedures, this study was conducted to examine three alternatives that have become settled policy in the courts that employ them. The purpose of the study was to clarify problems with such procedures and to gauge the prospects for further successful appellate reform. A procedure called "case management," used in the Illinois Appellate Court, Fourth District, in Springfield was chosen as a subject for this study. With this process, every appeal was given an achievable time frame. Deadlines were made clear in a scheduling order which was strictly enforced. Also selected was the California Court of Appeals, Third District, in Sacramento for its procedure of "staff screening for submission without oral argument." This process was meant to reduce the amount of time spent on nonargued appeals. Time prior to briefing was not affected. Each case was reviewed by a three-judge panel which recommended a waiver of argument if it felt argument was not necessary. If argument was waived, the appeal was simply submitted to the same panel for decision. All other cases were tried on a regular argument calendar. The Rhode Island Supreme Court was selected because it employed "fast-tracking procedures," which focused on cases that did not require full briefing. Cases that did not require full briefing were identified by individual justices. After counsel was consulted, these cases were put on a "show-cause" calendar. These cases were submitted for decision with limited written statements and argument on a motions calendar. The other cases proceeded with briefing and argument in a normal fashion. Participants from each court were interviewed, and case data were collected from their court records.
Study Design View help for Study Design
Interviews were conducted with judges, attorneys, court clerks, and other court staff from the California Court of Appeals, Third District, in Sacramento, the Illinois Appellate Court, Third District, in Springfield, and the Rhode Island Supreme Court. Letters were sent to each of these courts requesting interviews. Interviews were then conducted in person and lasted 45 minutes to an hour. Twenty individuals were interviewed from the Rhode Island Supreme Court, 69 from the court in Sacramento, and 38 from the Springfield court, yielding a total of 127 individuals. Case data were collected from court records in each of these courts. A total of 1,059 cases were chosen, 138 from Rhode Island, 587 from Sacramento, and 334 from Illinois.
Sample View help for Sample
The three court districts in this study were chosen because they employed alternative procedures to reduce delays in criminal appeals, because the different approaches were succeeding, and because the approaches were representative of alternatives in dealing with criminal appeals. Attempts were made to interview individuals in varying positions in the appeals courts.
Universe View help for Universe
Judges, attorneys, staff, and criminal appeal cases in the California Court of Appeals, Third District, in Sacramento, the Illinois Appellate Court, Fourth District, in Springfield, and the Rhode Island Supreme Court.
Unit(s) of Observation View help for Unit(s) of Observation
Data Source View help for Data Source
personal interviews, and court records
Data Type(s) View help for Data Type(s)
Description of Variables View help for Description of Variables
Interviews covered opinions concerning the alternative procedures as they affected the quality of justice, the amount of time these procedures saved, and the possible benefits and deficiencies of modified appeals processes. Case data variables include the dates upon which various steps of the appeals process were completed, decisions and outcomes of cases, and length of briefs filed for individual appeals.
Response Rates View help for Response Rates
Not applicable.
Presence of Common Scales View help for Presence of Common Scales
Several Likert-type scales were used.
HideOriginal Release Date View help for Original Release Date
1993-10-02
Version History View help for Version History
- Chapper, Joy A., and Roger A. Hanson. Alternative Procedures for Reducing Delays in Criminal Appeals: Sacramento, Springfield, and Rhode Island, 1983-1984. ICPSR09965-v1. Ann Arbor, MI: Inter-university Consortium for Political and Social Research [distributor], 2023-12-20. http://doi.org/10.3886/ICPSR09965.v1
1993-10-02 ICPSR data undergo a confidentiality review and are altered when necessary to limit the risk of disclosure. ICPSR also routinely creates ready-to-go data files along with setups in the major statistical software formats as well as standard codebooks to accompany the data. In addition to these procedures, ICPSR performed the following processing steps for this data collection:
- Performed consistency checks.
- Standardized missing values.
- Checked for undocumented or out-of-range codes.
Notes
The public-use data files in this collection are available for access by the general public. Access does not require affiliation with an ICPSR member institution.